Justice FLAHERTY, for the Court.
Gary Tassone (Tassone or applicant) appeals from the judgment of the Superior Court denying his application for postconviction relief. Before this Court, Tassone contends that the hearing justice erred in (1) denying his application for postconviction relief without conducting an evidentiary hearing and (2) wrongly dismissing his assertions of ineffective assistance of counsel. Tassone argues that these errors warrant remand to the Superior Court for an evidentiary hearing. This case came before the Supreme Court for oral argument on February 8, 2012, pursuant to an order directing the parties to appear and show cause why the issues raised in this appeal should not summarily be decided. After reviewing the record, and reviewing the written and oral submissions of the parties, we conclude that cause has not been shown and we will decide this case at this time without further briefing or argument. For the reasons set forth in this opinion, we vacate the judgment of the Superior Court.
Tassone was convicted of a particularly gruesome murder on January 28, 1997, and was sentenced to life imprisonment without the possibility of parole. We affirmed his conviction in State v. Tassone, 749 A.2d 1112 (R.I.2000), and the facts pertinent to the underlying case are set forth in that opinion. We will discuss such of the facts that are relevant to this appeal from the denial of his application for postconviction relief.
On June 30, 1994, Kendra Hutter's body was found buried at the beach at Crescent Park in East Providence. An examination of her remains revealed that Kendra had suffered numerous chopping wounds, a fractured skull, and other traumatic brain injuries that resulted in brain swelling and eventual death. On that same day, Kendra's estranged husband, Christopher Hutter, reported that she was missing. Hutter told the police that Kendra had gone out the previous evening with a man named
The police soon located Gary Tassone; he admitted knowing Kendra, but denied having seen her the previous night. Tassone said he had a date scheduled with Kendra on June 29, but that she had canceled. At the request of the police detectives, Tassone then agreed to go to the police station to answer further questions.
At the station, Tassone signed four separate written statements over the course of the next several hours. In the first statement, given at 7:55 p.m. on July 1, 1994, Tassone said that he had met Kendra through a newspaper advertisement and had gone out with her, but asserted that he had not seen her on the night of June 29. At 8:50 p.m., Tassone signed a waiver of rights form, and at 10:45 p.m. he gave a second statement to police. In that statement, he admitted that he had, in fact, gone out with Kendra on the night of June 29. He said that he had brought her to a beach in Riverside, where they had sexual intercourse on a blanket, and that he had driven her home afterward.
At midnight, Tassone gave a third statement. This time, he said that while at the beach digging sand castles with a shovel, he was startled by something in the woods and "swung the shovel at the sound but hit Kendra in the face." He stated that because he was afraid that he had killed her, he "used the shovel to cover her up with sand so nobody would know."
At 10:30 a.m. the next morning, Tassone signed another rights form, and he gave police a final statement at 11:15 a.m. In this statement, Tassone provided more details about the incident, and he indicated that after burying Kendra's body, he drove to Seekonk, Massachusetts, and discarded the blanket and shovel on the side of the road. Also at that time, Tassone asked police to remove a handgun from his room at his mother's house, and he requested that police speak with other women he had met through personal advertisements, presumably so that they could attest to his peaceable nature.
On August 4, 2000, Tassone filed an application for postconviction relief under G.L.1956 § 10-9.1-1. In that application, he alleged that his constitutional rights had been adversely impacted by the ineffective assistance of his trial counsel and by witness perjury. Three postconviction relief attorneys were appointed to represent applicant, all of whom were allowed to withdraw for various reasons over the course of the next five years. A fourth attorney (hereinafter counsel) entered his appearance for applicant on August 19, 2005, and that attorney represented him throughout the remainder of the Superior Court proceedings for postconviction relief. However, on January 10, 2008, after conducting a review of Tassone's application for postconviction relief, counsel filed a "no-merit" memorandum and moved to withdraw from the case in accordance with the Shatney
Counsel's memorandum to support his motion to withdraw identified four issues that had been raised by applicant: (1) that his trial attorney had failed to adequately prepare for trial; (2) that police officers committed perjury in their testimony about his statements; (3) that police committed perjury when they testified that Tassone "pointed out" where to find the shovel and blanket even though he was handcuffed at the time and therefore unable
Counsel also indicated that applicant had requested that the witness statements and rights forms that applicant signed in the East Providence police station be examined by a forensic-document examiner, and that experts be employed to review certain pieces of evidence that had been used against him at trial. The applicant also maintained that he needed to obtain information from the Cumberland police that would enable him to demonstrate that he should have received Miranda warnings earlier than he did. After reviewing the issues raised by applicant and after conducting a thorough and conscientious review of the record, counsel concluded that there was no evidence to indicate that applicant's trial attorney's representation was deficient in any way, or that it in any way resulted in prejudice to Tassone.
According to counsel, the issues raised in Tassone's application for postconviction relief were "wholly frivolous, and not supported by existing law, nor by a good faith basis for the reversal, extension, or modification of existing law." Concomitantly, counsel sought to withdraw as counsel of record for Tassone.
A hearing on the motion to withdraw was held on January 15, 2008. The hearing justice indicated that she was inclined to grant the motion to withdraw, and she provided Tassone with the opportunity to address the assertions raised in the Shatney no-merit memorandum and to proceed, pro se on his application. Tassone, however, indicated that he wished to address nine issues that previously had not been heard. Six of those issues involved his allegations that detectives had planted, destroyed, tampered with, or manufactured evidence against him. Tassone also alleged prosecutorial misconduct, perjury by detectives, and ineffective assistance of counsel. Tassone also argued that because his trial lawyer had not presented one expert to testify, "he need[ed] to be asked" why. The hearing justice expressed her concern that applicant had raised issues that had not been addressed in the Shatney memorandum, and she directed counsel to draft another memorandum, incorporating all the new issues Tassone raised at the hearing on that day.
Also, at the conclusion of the hearing on January 15, 2008, the parties discussed the fact that the trial transcripts
A final hearing on Tassone's application for postconviction relief was held on February 28, 2008. At that hearing, the justice confirmed with Tassone that all the issues he wished to raise were before the court. The justice then asked whether a prior written statement by Tassone along with a folder of additional material he wished to submit "comprise[d] all of the evidence and arguments that you want to present to me as to why your application has merit and why you disagree with [counsel's] opinion." Tassone confirmed that his argument was complete, and the justice indicated that she would review the materials and take the matter under advisement.
The court issued a written decision on January 13, 2010, denying Tassone's application for postconviction relief after having "considered the Rhode Island Supreme Court's decision in State v. Tassone * * * [applicant's] [application] for post-conviction relief, as amended, counsel's no-merit memoranda in support of his motion to withdraw, [applicant's] memoranda in opposition to that motion, and the record of the January 15, 2008 post-conviction relief hearing."
In her decision, the hearing justice reviewed Tassone's allegations of ineffective assistance of counsel. She found that applicant's first claim that "trial counsel committed perjury before the trial justice" was baseless. In so finding, the hearing justice noted that "at the hearing at which [applicant] claims trial counsel perjured himself, all trial counsel said was that he needed more time to consult with his defense experts." The justice thereafter found that trial counsel did in fact, retain the services of a DNA expert and that he had commissioned a psychiatric evaluation of Tassone. Moreover, the hearing justice found that the decision not to call an expert witness was tactical in nature.
The applicant's second argument, that trial counsel's representation was inadequate because he requested a reassignment of the trial date, was determined by the hearing justice to be "ludicrous." The justice noted that "trial counsel specifically indicated that the reason he was requesting a reassignment was because he had just finished with a different trial and needed time to prepare." The court found that trial counsel's request for more time actually militated against Tassone's allegation of ineffective assistance of counsel, and the delay "undoubtedly improved the quality of [applicant's] representation."
After reviewing the report of the document examiner engaged by counsel, the court also found that Tassone's third argument, that trial counsel failed to have the
In ruling against Tassone, the hearing justice applied the two-part test as set out in Strickland
A judgment was entered dismissing Tassone's application on January 13, 2010 and an order was entered granting counsel's motion to withdraw on January 20, 2010. Tassone filed a notice of appeal, pro se, on January 25, 2010.
"Post-conviction relief is available to a defendant convicted of a crime who contends that his original conviction or sentence violated rights that the state or federal constitutions secured to him." Chapdelaine v. State, 32 A.3d 937, 941 (R.I.2011) (quoting Gordon v. State, 18 A.3d 467, 473 (R.I.2011)). When reviewing the denial of an application for postconviction relief, "this Court affords great deference to the hearing justice's findings of fact and will not disturb his or her ruling `absent clear error or a showing that the [hearing] justice overlooked or misconceived material evidence.'" Brown v. State, 32 A.3d 901, 907-08 (R.I.2011) (quoting Page v. State, 995 A.2d 934, 942 (R.I. 2010)). However, this Court will "review de novo `any post-conviction relief decision involving questions of fact or mixed questions of law and fact pertaining to an alleged violation of an applicant's constitutional rights.'" Id. at 908 (quoting Cote v. State, 994 A.2d 59, 63 (R.I.2010)); see also Chapdelaine, 32 A.3d at 941.
"[T]he burden of proving, by a preponderance of the evidence, that such relief is warranted" is placed upon the applicant. Brown, 32 A.3d at 907 (quoting State v. Laurence, 18 A.3d 512, 521 (R.I. 2011)).
This appeal focuses on what applicant argues are three deficiencies in his trial attorney's representation. First, he argues that his trial counsel provided him with ineffective assistance of counsel because he failed to call an alleged eyewitness to testify. He contends that the witness would have testified that she lived near Kendra and that she had observed her leave her house and get in a white car driven by a man with long hair on the night of the murder. Tassone says this is significant because at the time of the murder, he drove a maroon car and had short hair.
Second, he argues that his trial attorney failed to have the correct Miranda rights forms examined by an expert witness. He alleges that an expert would have testified
In light of the fact that his own statements to the police were the most damaging evidence against him, he argues that testimony about the rights waiver form could have altered the outcome of the suppression hearing and the trial. Because his defense was based primarily on an assertion that he gave his statements involuntarily, he contends that the failure of trial counsel to have the waiver-of-rights form examined by an expert was not an objectively reasonable tactical decision.
Finally, Tassone alleges that his trial attorney failed to present evidence that a third party, the victim's husband, Christopher Hutter, committed the murder.
In addition, applicant points out that Hutter initially refused to allow police to search his vehicle or the couple's home, and that at various times during his interview with police, Hutter became irrational and spoke of killing himself. Tassone asserts that introduction of Hutter's actions could have been construed as consciousness of guilt that probably would have had an impact on the jury if trial counsel had attempted to present it to the jury.
When evaluating allegations of ineffective assistance of counsel, the standard employed by this Court is identical to the one set forth by the Supreme Court of the United States in Strickland v. Washington, 466 U.S. 668, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984). Applicants are required to demonstrate that: (1) "`counsel's performance was deficient' in that it fell below an objective standard of reasonableness," Lynch v. State, 13 A.3d 603, 605-06 (R.I.2011) (quoting Strickland, 466 U.S. at 687, 688, 104 S.Ct. 2052), and (2) "that such deficient performance was so prejudicial to the defense and the errors were so serious as to amount to a deprivation of the applicant's
This Court requires that scrutiny of counsel's performance be highly deferential, and "every effort [must] be made to eliminate the distorting effects of hindsight, to reconstruct the circumstances of counsel's challenged conduct, and to evaluate the conduct from counsel's perspective at the time." Lynch, 13 A.3d at 606.
The overarching argument advanced by applicant is that the hearing justice erred when she did not hold an evidentiary hearing to evaluate his claims of ineffective assistance of counsel. This, he says, coupled with the hearing justice's "inability to review the trial transcripts rendered her incapable of fairly assessing [applicant's] allegations of ineffective assistance of counsel."
The state contends that an evidentiary hearing was not required because Tassone was provided with an opportunity to reply to the court's proposed dismissal,
It is true that this Court consistently has held that "the summary dismissal of an applicant's application for postconviction relief does not require an evidentiary hearing, so long as an applicant is provided with an opportunity to respond to the court's proposed dismissal." Brown, 32 A.3d at 909 (citing Sosa v. State, 949 A.2d 1014, 1017 (R.I.2008)); see § 10-9.1-6(b), (c). "If the applicant's reply reveals that there are no genuine issues of material fact in dispute, then an evidentiary hearing need not be provided and the court can proceed to rule on the application without a hearing." Brown, 32 A.3d at 909 (quoting O'Neil v. State, 814 A.2d 366, 367 (R.I.2002)). This, however, necessarily is predicated on the court's having the ability to review the trial record in the absence of an evidentiary hearing.
We are perplexed by the fact that the trial transcript was unavailable and there is no good explanation about why it was missing.
This Court has expounded on the value of trial transcripts when the performance of trial counsel is assessed. In State v. D'Alo, 477 A.2d 89, 90 (R.I.1984), we upheld the Superior Court's denial of the applicant's application for postconviction relief based on ineffective assistance of counsel. In that case, no evidentiary hearing was held, but the applicant submitted a detailed memorandum and several exhibits consisting of excerpts from the trial transcript to support his application. Id. at 90-91. The exhibits contained portions of trial testimony, including relevant questions posed by defense counsel, critical objections made by defense counsel, and significant discussions between defense counsel and the trial justice. Id. at 91. This Court explained that:
On appeal, this Court held that the trial justice in that case had "sufficient evidence before him to assess the performance of [the applicant's] trial counsel." Id.
Although scrutiny of trial counsel's performance must be deferential, the court's review still must strive "to reconstruct the circumstances of counsel's challenged conduct, and to evaluate the conduct from counsel's perspective at the time." Lynch, 13 A.3d at 606. Here, the absence of a transcript, coupled with the lack of an evidentiary hearing, precluded the court from conducting an adequate, independent review of trial counsel's actions and from "look[ing] at the entire performance of counsel." Brown v. State, 964 A.2d 516, 528 (R.I.2009).
No evidentiary hearing was conducted to explore the validity of applicant's arguments, thus leaving unexamined the foundation for a "reasonable probability" that but for trial counsel's errors, the result of the proceeding would have been different. See Strickland, 466 U.S. at 694, 104 S.Ct. 2052.
"[T]he post-conviction relief statute provides that the court may dismiss an application on the pleadings if, after reviewing the application, the answer or motion, and the record, the court determines that it lacks merit." Shatney v. State, 755 A.2d 130, 133 (R.I.2000) (emphasis added); see § 10-9.1-6(b); see also Toole v. State, 713 A.2d 1264, 1265 (R.I.1998). However, as recently echoed in State v. Laurence, 18 A.3d 512 (R.I.2011), "the appointed counsel's determination of frivolousness * * * would not necessarily warrant a court determination of frivolousness * * *." Id. at 523 (quoting Shatney, 755 A.2d at 133).
In this case, the basis for the court's finding that applicant's allegation of ineffective assistance of counsel lacked merit was admittedly based on "counsel's memoranda and the Rhode Island Supreme Court's decision in State v. Tassone." The court's decision cites several facts that lead to the inevitable conclusion that the hearing
However, it is unclear to us how the hearing justice was able to independently determine that no genuine issues of material fact existed surrounding applicant's claims of ineffective assistance of counsel without having the benefit of a trial transcript
In our opinion, the hearing justice relied excessively on counsel's Shatney memoranda when she found that the applicant's claim of ineffective assistance of counsel was wholly without merit. Our concern is heightened by the fact that this was the first postconviction relief application filed by the applicant, who was sentenced to life without the possibility of parole. In light of the severity of this sentence, we hold, therefore, that from this point forward, an evidentiary hearing is required in the first application for postconviction relief in all cases involving applicants sentenced to life without the possibility of parole.
Based upon the foregoing, we vacate the judgment of the Superior Court and remand the papers in the case to that tribunal for an evidentiary hearing.
Justice INDEGLIA, dissenting.
Because my review of the postconviction proceedings in the Superior Court leads me to conclude that the hearing justice properly followed the mandates of G.L. 1956 chapter 9.1 of title 10, and our case law related to it, I respectfully disagree with the majority's opinion in this case.
While my colleagues find that an evidentiary hearing should have been conducted, especially since Tassone was sentenced to life without parole, in fact, § 10-9.1-6 clearly does not require one and permits dismissal of a postconviction-relief application "[w]hen a court is satisfied, on the basis of the application, the answer or motion, and the record,[
Perhaps no area of the criminal justice system challenges the administrative skills of a trial justice more than the handling of postconviction-relief applications. Often filed by self-represented defendants, whose arguments are sometimes inartfully stated, the trial justice must carve out those deserving of legal consideration, while at the same time preserving the judicial process from frivolous claims.
To this end, in Shatney v. State, 755 A.2d 130 (R.I.2000), we held that
This Court's opinion in Thornton v. State, 948 A.2d 312 (R.I.2008), demonstrates the manner in which a hearing justice may simultaneously apply both the statutory provisions permitting summary dismissal and the mandates of Shatney in considering an applicant's postconviction-relief endeavor. In Thornton, after a series of three hearings and following the court's consideration of multiple memoranda by both the applicant and his counsel, who was seeking to withdraw, the hearing justice deemed the applicant's claims to be without merit, concurrently dismissing the application without an evidentiary hearing and granting counsel's motion to withdraw. Thornton, 948 A.2d at 317. In affirming the dismissal, this Court noted that the "applicant was given an opportunity to speak on his own behalf at all three hearings; and he was permitted to dispute the arguments made in each of the no-merit
In my view, the hearing justice was scrupulous in following these mandates. Not only did she review the first "no-merit" memorandum filed by Tassone's appointed attorney, terming it "the most comprehensive memorandum regarding a post conviction relief application in a Shatney proceeding this [c]ourt has ever received[,]" but, she allowed Tassone to submit additional complaints and documentation and ordered his attorney to prepare a supplemental memorandum addressing those issues. Still further, while considering the second "no-merit" memorandum filed by the attorney, the hearing justice permitted Tassone to make more arguments and to submit a folder of additional material, which she agreed to consider before rendering a written decision. She specifically asked Tassone whether these "comprise[d] all of the evidence and arguments that you want to present to [the court] as to why your application has merit and why you disagree with [appointed counsel]." Tassone assured the hearing justice that his argument was complete. In my view, Tassone was provided ample opportunity to reply to the proposed dismissal of his application.
In her decision, the hearing justice studiously considered all of Tassone's claims, finding that none had merit and remaining "mindful of [this] Court's observation [in Thornton, 948 A.2d at 317,] that permitting [an applicant] whose claims for relief have been deemed to be `unavailing' to proceed pro se with his application for post-conviction relief would constitute `an exercise in futility and an inefficient use of [judicial] resources.'" Accordingly, she denied and dismissed his application.
The majority notes that a court's authority to rule on an application in the absence of an evidentiary hearing is "predicated on the court's having the ability to review the trial record." I respectfully suggest that the factual circumstances of this case reveal that the hearing justice indeed reviewed the available trial record, which comprised more than just the trial transcripts. Moreover, in his appeal to this Court, Tassone, at least until shortly before oral argument, contended that the hearing justice erred in denying his application for postconviction relief without an evidentiary hearing because, at the time she issued her ruling, the transcripts of Tassone's underlying murder trial had been lost or destroyed and therefore were unavailable for her review. See State v. D'Alo, 477 A.2d 89, 91 (R.I.1984). Although those transcripts were reviewed by Tassone's postconviction-relief attorney in preparing his first memorandum, they apparently were missing by the time of the hearing, during which the court, with Tassone present, discussed this issue. Tassone
With this prong of his appeal gone, Tassone was forced to rely on what he viewed, and I reject, as error in the hearing justice's denial of his three claims of ineffective assistance of counsel.
Finally, I repeat my concern that nothing in either chapter 9.1 of title 10 or our postconviction-relief case law requires an evidentiary hearing in a life without parole case. I believe that if one is required, it should be accomplished by legislative amendment or, if under our supervisory powers, only by suggesting that the "better practice" is to have one.
Because of these differences, I must respectfully dissent.
However, even though applicant did not raise this issue as an ineffective assistance of counsel claim, we will review it because the original and amended applications consistently have alleged ineffective assistance of counsel. See § 10-9.1-6(a) ("In considering the application [for postconviction relief] the court shall take account of substance regardless of defects of form.").